Regulatory Compliance Associate
New
Posted yesterday • 50+ applicants
Regulatory Compliance Associate
Our Client - Other company
- Remote
$30.00 - $40.00/hour
Exact compensation may vary based on skills, experience, and location.
20 hrs/wk
Contract (1099)
Remote work yes (100%)
Travel not required
Start date
December 15, 2025
End date
December 15, 2026
Superpower
Administration
Capabilities
Administrative Assistant
Data Entry
File Clerk
Preferred skills
Quick Learning
Ethical Conduct
Communication
Due Diligence
Preferred industry experience
Other
Experience level
5 - 8 years of experience
Job description
Come be a part of a women-owned and led team!
Fully Remote
20 hours/week
Flexible schedule once training completes
1099 Contract
Core Responsibilities
- Work will include, electronic communications review, service provider due diligence, initiation/review of code of ethics related reporting, and other compliance monitoring/testing.
Qualifications/Skills
- Organized, good communicator, self starter, not afraid to ask questions, quick learner, able to apply learned skills across multiple clients/situations
- Knowledge of the Advisers Act is a plus
- Knowledge of Orion Compliance or similar systems is a plus.
Company Benefits/Perks
- Remote work, can decide your own schedule once initial training is completed
- Mom owned business
All applicants applying for U.S. job openings must be legally authorized to work in the United States and are required to have U.S. residency at the time of application.
If you are a person with a disability needing assistance with the application, or at any point in the hiring process, please contact us at support@themomproject.com.
Screening Questions
- Have you worked with/for registered investment advisers in the past?
- Have you worked in compliance in any industry?
- Would you be willing to travel to/near Cranberry Twp, PA for initial training?